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We hereby declare that we do not engage in proprietary trading activities and do not provide any services related to Proprietary Trading (Prop Trading).

Investing in the securities market involves risks. Please read all scheme- and product-related documents carefully before investing.

Registration with SEBI or NISM certification should not be considered as an assurance of guaranteed returns or performance.

SEBI SCORES – Investor Complaint Redressal

Investors can lodge complaints on SEBI SCORES by completing a simple registration.

Mandatory details:

Name, PAN, Address
Mobile Number, Email ID

Benefits of SCORES:

Faster resolution
Seamless communication
Centralized tracking of complaints

Additionally, investors may use the Smart Online Dispute Resolution (ODR) platform for online grievance handling.

KYC Information

KYC needs to be completed once with any SEBI-registered intermediary. After KYC is verified, it remains valid across brokers, DPs, and mutual funds.

Stock Broking Transaction Alerts

Keep your mobile number and email ID updated with your broker to receive alerts from the Exchanges for each trade you execute. Daily trade confirmations are directly sent by the Exchanges to your registered mobile/email.

Depository (Demat) Safety

To prevent unauthorized activity, ensure your registered mobile number is updated with the DP. CDSL/NSDL sends alerts for all debit and other crucial transactions on the same day.

General Advisory for Investors

Beware of SMS, emails, or social media messages recommending unsolicited trades.
Invest based on informed decisions and conduct adequate research.
Do not rely on unverified tips, influencers, or unauthorized advisory channels.
You may report any suspicious activity, fraud, or wrongdoing anonymously via investor platforms of BSE and NSE.

Risk Disclosures — Derivatives Trading

SEBI studies have indicated:

9 out of 10 individuals trading in equity F&O incur net losses.
Average net loss for loss-making traders is approximately ₹50,000.
Loss-making traders additionally incur ~28% of their losses as transaction costs.
Even profitable traders pay 15%–50% of their profits as transaction costs.

"Investing in the securities market involves risks. Please read all scheme and product-related documents carefully before investing. Registration with SEBI or NISM certification does not guarantee returns or performance."

Advisory for All Investors

• Funds/securities should be credited to your account within one working day after payout.

• Consider registering for Speed-e / Easiest facilities from depositories to authorize online transfer of securities instead of DDPI/POA.

• Ensure you receive Contract Notes within 24 hours of your trades and Statements of Accounts once every quarter.

• If you maintain a running account with the broker, ensure settlement happens every 90 days (or 30 days if opted).

• Avoid keeping idle balances with your broker unnecessarily.

• Regularly log in to verify holdings, balances, and transaction statements.

• Monthly SMS/emails from the Exchange provide balances as reported by brokers—review carefully and raise concerns immediately if discrepancies appear.

• Keep your contact details updated to receive timely regulatory alerts.

• Report any mismatch or irregularity to the Stock Broker, and if unresolved, escalate to the Exchange or Depository.

Avoid the Following Practices While Trading Options

Sharing login credentials, passwords, or OTPs with anyone.
Trading leveraged products like options without understanding associated risks.
Writing/selling options or following complex strategies solely on tips or recommendations.
Acting on unverified suggestions received through WhatsApp, Telegram, YouTube, SMS, calls, etc.
Taking advice from influencers or unregistered entities.

Guidelines on Margin Collection

Securities can be accepted as margin only if pledged in the depository system (effective from 01 September 2020).
Ensure your email ID and mobile number are updated with the DP and broker to receive OTPs directly from the depository while creating pledges.
Check your mutual funds, bonds, and securities regularly in the Consolidated Account Statement (CAS) issued monthly by NSDL/CDSL.

Mandatory Website Disclosures

NSE Observation: ba | NSE/COMP/56350

E-Voting Portals

Vote on resolutions moved by Listed Companies. You will be redirected to the Depository to access e-voting portals of various ESPs.

CDSL e-Voting NSDL e-Voting

Update Email ID & Mobile Number

As per Stock Exchange guidelines, ensure your registered Email ID and Mobile Number are up to date. Daily trade confirmations are sent directly by the Exchange to your registered contact details, not by your broker.

To update: Email - support@stockologysecurities.com or visit our office at 111, Krishna Business Centre, Indore.

Steps to Cast Your E-Vote

Visit the NSDL/CDSL e-voting portal and log in using your User ID, Password, and OTP verification.
Use the applicable User ID based on your holding type:
- NSDL Demat: DP ID + Client ID
- CDSL Demat: 16-digit Beneficiary ID
- Physical Shares: EVEN + Folio Number
Alternatively, log in using your existing NSDL/CDSL credentials.
After login, select the company for which e-voting is active.
Cast your vote and submit it before the e-voting deadline.

Note: Please keep your registered mobile number and email ID updated to receive OTPs and e-voting communications.

Investor Education

To stay updated and improve investment awareness, investors are encouraged to explore educational content available on the BSE Investor Protection Fund website:

https://www.bseipf.com/investors_education.html